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B5 - DOL Confidential: Understanding ERISA Investigations & Your Fiduciary Duties 
July 1, 2015   7:00am - 8:30am
  Synced Audio / Video / Slides

The risk of your ERISA plan being selected by the DOL for an investigation has never been higher. With an increased enforcement emphasis, it is critical to understand what issues can trigger a DOL investigation, how to proactively address these risks, and how to avoid common pitfalls.

Learning Objectives:
  • Learn about the authority of the DOL, IRS, and PBGC under ERISA.
  • Recognize how and why a plan becomes selected for an investigation including red flags, targeted issues, and the DOL’s goals.
  • Learn about the process of the investigation, what the DOL is looking for, what your obligations are to provide information, and what you can expect.
  • Learn about your fiduciary obligations, duties, and governance best practices.

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