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B3 - DOL Confidential - Understanding ERISA Investigations & Your Fiduciary Duties 
Date/Time:
June 10, 2014   9:30am - 10:45am
 
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The risk of your ERISA plan being selected by the DOL for an investigation has never been higher. With an increased enforcement emphasis, it is critical to understand what issues can trigger a DOL investigation, how to proactively address these risks, and how to avoid common pitfalls. After this session, you can expect to:
  • Learn about the authority of the DOL, IRS, and PBGC under ERISA
  • Recognize how and why a plan becomes selected for an investigation including red flags, targeted issues, and the DOL’s goals
  • Learn about the process of the investigation, what the DOL is looking for, what are your obligations to provide information, and what you can expect to occur from beginning to end
  • Learn about your fiduciary obligations, duties, and governance best practices
 


 
 
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